Carol A. Neville
Director of Operations

Caro Neville oversees the operations staff and administers the firm's internal policies and procedures in compliance with U.S. Securities and Exchange Commission regulations. Her team maintains the in-house securities accounting system and oversees the preparation of quarterly and annual client reports. In addition, Carol manages trade administration and execution. Previously, Carol worked in securities operations for a regional financial services firm and as a veterinary technician for the Orlando Humane Society.  She holds a BS in accounting from Kaplan University and an AS in veterinary technology from St. Petersburg College.