Carol A. Neville
Director of Operations
Carol Neville oversees the operations staff and administers the firm's internal policies and procedures in compliance with U.S. Securities and Exchange Commission regulations. Her team maintains the firm's securities accounting system and oversees the preparation of quarterly and annual client reports. In addition, Carol manages trade administration and execution.
Previously, Carol worked in securities operations for a regional financial services firm and as a veterinary technician for the Orlando Humane Society. She holds a BS in accounting and an AS in veterinary technology.